FINRA announced today that it has fined BNP Paribas Securities Corp. and BNP Paribas Prime Brokerage, Inc. (collectively, BNP) $15 million for anti-money laundering (AML) program and supervisory …
FINRA Fines BNP Paribas Securities Corp. And BNP Paribas Prime Brokerage, Inc. $15 Million For AML Program And Supervisory Failures
FINRA Fines BNP Paribas Securities Corp. And BNP Paribas Prime Brokerage, Inc. $15 Million For AML Program And Supervisory Failures
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